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Courtney Paul

Senior Compliance Manager specializing in FINRA/SEC compliance and operations

McAdam FinancialNew England School of PhotographyOxford, MA7 Years ExperienceSenior LevelWorks On-Site

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Experience

Compliance & IT ManagerMcAdam Financial · Jan 2026 – May 2026
Compliance Technology SpecialistMcAdam Financial · Jan 2022 – Jan 2026
Operations AssociateMcAdam Financial · Mar 2019 – Jan 2022

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Education

New England School of Photographybootcamp, Photojournalism (2014)

Skills

Regulatory ComplianceProject ManagementProcess ImprovementOnboardingCompliance Systems ManagementRisk AssessmentTeam CoordinationClient DocumentationFINRA ComplianceSEC ComplianceOperationsIT SupportProject CoordinationIssue Escalation ManagementIT Operations

Languages

English

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Typically responds within 24 hours

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Courtney PaulSenior Compliance Manager specializing in FINRA/SEC compliance and operations