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sarah robert
Staff RPA & Automation Engineer specializing in Financial Services
Baton Rouge, LALead Software Engineer/Design Authority11 years experienceStaffFinancial ServicesFinTechTechnology
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About
Built a production Compliance Assistant AI agent for regulated (FINRA/SEC) environments, combining role-based authorization with RAG so unauthorized documents are never retrieved. Uses LangGraph to enforce an explicit, auditable multi-step governance flow (guardrails → search → answer → verification → confidence) with full tracing in LangSmith and a metrics-driven evaluation rubric.
Experience
Lead Software Engineer/Design AuthorityFidelity Investment Services
Software EngineerT. Rowe Price
Software EngineerSage IT
Software EngineereQuadriga
Education
Southeastern Louisiana Universitymaster, Computer Science
Anna Universitybachelor, Computer Science Engineering
Key Strengths
- Built and deployed a compliance-focused AI assistant with dynamic access control to sensitive documents
- Designed RBAC-based retrieval gating so unauthorized documents are never retrieved (prevents leakage by design)
- Implemented auditable, regulator-friendly agent workflows using LangGraph with explicit multi-step governance
- Established measurable evaluation framework (retrieval cosine similarity, supported vs not-supported via LLM judge, per-node latency in LangSmith)
- Strong model/retrieval/prompting choices for regulated environments (Claude for long context, strict context-only prompting, low temperature)
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