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Doug Blacker

Senior Legal & Compliance Operator specializing in financial services and private markets

New York, NYConsultant, Compliance11 years experienceSeniorFinancial ServicesLegalCompliance
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Experience

Consultant, ComplianceGoldman Sachs
Corporate Counsel / Embedded ConsultantAxiom Law
Consultant, Legal & Compliance, Private WealthBlackstone
Co-Founder & General CounselPlantRise
Managing Director, Real Estate InvestmentsSavills USA
Attorney, Structured FinanceHunton Andrews Kurth LLP
CFO Analyst, Private Banking & Investment Group FinanceMerrill Lynch & Co.

Education

Brooklyn Law Schooldoctorate, Law
Pennsylvania State University – Smeal College of Businessbachelor, Finance

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Contact

candidate@example.com(555) 123-4567LinkedIn Profile
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Languages

English

Skills

Compliance testingRisk-based reviewsRegulatory complianceSEC complianceFINRA complianceCFTC complianceControl design assessmentControl operating effectiveness testingSupervisory controlsGovernance controlsRegulatory readinessOperational disciplineRemediation planningLegal advisoryCorporate counsel