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Touraj Joya

Senior Compliance Officer specializing in global investment management regulation

Stamford, CTSenior Compliance Officer, Reporting Directly to the CCO4 years experienceSeniorFinancial ServicesInvestment ManagementRegulatory Compliance
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Experience

Senior Compliance Officer, Reporting Directly to the CCOFuture Standard
Senior AssociateKPMG, LLP
Legal InternCredit Spectrum (R&R Consulting)
Legal InternCatalyst Fintech

Education

Charleston School of Lawdoctorate, Law (Juris Doctor)
University of Akronbachelor, Financial Management

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Languages

EnglishFarsiDari

Skills

Regulatory complianceSEC compliance reviewsSEC regulatory filingsForm ADVForm PFRegistered Investment Adviser (RIA) complianceAMLKYCDue diligenceAutomated due diligenceCompliance trackingRegulatory licensingRegulatory registrationsJurisdictional licensingFund passporting