Executive General Counsel & Board Director specializing in financial services governance and M&A
Hastings-on-Hudson, NYPrincipal34 years experienceExecutiveLegalFinancial ServicesBanking
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About
Early-stage operator who has been with Narravance, Inc. since inception, building core internal functions (Legal, Compliance, HR) and designing COO/CFO capabilities. Hands-on experience with startup finance operations including cap table management in Carta, closing a SAFE, and creating/issuing a warrants program, alongside implementing a full policy/procedure framework and mentoring founders through high-stakes strategic tradeoffs.
Experience
PrincipalAndrew Sherman, Consultant
General Counsel, Corporate Secretary, Executive Vice PresidentBank Leumi USA
General Counsel, Managing DirectorCoöperatieve Rabobank, U.A., New York Branch
Associate General Counsel, Managing DirectorCoöperatieve Rabobank, U.A., New York Branch
Counsel, Executive DirectorCoöperatieve Rabobank, U.A., New York Branch
AssociateSimpson Thacher and Bartlett
Education
Columbia University School of Lawdoctorate, Law (Juris Doctor)
University of Michigan School of Businessbachelor, Business Administration
Key Strengths
Built Legal, Compliance, and HR functions from scratch at an early-stage company
Designed and staffed COO and CFO functions for a startup
Structured and closed SAFE issuance; created and executed warrants program
Implemented a comprehensive policy/procedure library to operationalize the business
Establishes a lessons-learned culture focused on near-misses and self-critique to drive operational improvement
Effective founder coaching to drive pragmatic tradeoffs and avoid perfection-driven failure modes
Understands the need to pair strong engineering/CTO talent with real-world domain experts (trading) for product success
Maintains appropriate strategic vs hands-on boundaries when advising part-time to avoid operational disruption
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