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Andrew Sherman

Executive General Counsel & Board Director specializing in financial services governance and M&A

Hastings-on-Hudson, NYPrincipal34 years experienceExecutiveLegalFinancial ServicesBanking
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About

Early-stage operator who has been with Narravance, Inc. since inception, building core internal functions (Legal, Compliance, HR) and designing COO/CFO capabilities. Hands-on experience with startup finance operations including cap table management in Carta, closing a SAFE, and creating/issuing a warrants program, alongside implementing a full policy/procedure framework and mentoring founders through high-stakes strategic tradeoffs.

Experience

PrincipalAndrew Sherman, Consultant
General Counsel, Corporate Secretary, Executive Vice PresidentBank Leumi USA
General Counsel, Managing DirectorCoöperatieve Rabobank, U.A., New York Branch
Associate General Counsel, Managing DirectorCoöperatieve Rabobank, U.A., New York Branch
Counsel, Executive DirectorCoöperatieve Rabobank, U.A., New York Branch
AssociateSimpson Thacher and Bartlett

Education

Columbia University School of Lawdoctorate, Law (Juris Doctor)
University of Michigan School of Businessbachelor, Business Administration

Key Strengths

  • Built Legal, Compliance, and HR functions from scratch at an early-stage company
  • Designed and staffed COO and CFO functions for a startup
  • Structured and closed SAFE issuance; created and executed warrants program
  • Implemented a comprehensive policy/procedure library to operationalize the business
  • Establishes a lessons-learned culture focused on near-misses and self-critique to drive operational improvement
  • Effective founder coaching to drive pragmatic tradeoffs and avoid perfection-driven failure modes
  • Understands the need to pair strong engineering/CTO talent with real-world domain experts (trading) for product success
  • Maintains appropriate strategic vs hands-on boundaries when advising part-time to avoid operational disruption

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Contact

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Languages

English

Skills

Corporate GovernanceBoard GovernanceBoard and Committee OperationsCorporate Secretary FunctionsStrategic PlanningEnterprise Risk ManagementRisk OversightRegulatory StrategyRegulatory ComplianceRegulatory Relationship ManagementStakeholder ManagementStakeholder EngagementMergers & Acquisitions (M&A)Spin-offsIPO Evaluation