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Carol Tsin Siu Kee

Executive COO/CFO in Banking & Capital Markets specializing in governance and transformation

Mary Chia Holdings GroupBrunel University LondonSingapore, Singapore41 Years ExperienceExecutive Level

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Experience

Independent Non-Executive Board DirectorMary Chia Holdings Group · Jan 2024 – Present
Non-Executive Board DirectorDaiwa Capital Markets Singapore Ltd · Oct 2025 – Present
Executive Board Director & Company SecretaryDaiwa Capital Markets Singapore Ltd · Jan 2013 – Sep 2025
Executive Board Director & Company SecretaryDaiwa Investment Services Singapore Pte Ltd · Jan 2013 – Sep 2025
Non-Executive Board DirectorDaiwa Capital Markets Hong Kong Ltd · Jan 2019 – Jan 2025
Non-Executive Board DirectorDaiwa Capital Markets Investments Asia Ltd · Jan 2019 – Jan 2025
Non-Executive Board DirectorDaiwa Capital Markets Investments Hong Kong Ltd · Jan 2019 – Jan 2025
Deputy President & Chief Operating Officer (COO)Daiwa Capital Markets Singapore Ltd · Aug 2012 – Present
Board Director & Company SecretaryDaiwa Capital Markets Singapore Ltd · Aug 2012 – Present
Deputy President & Chief Operating Officer (COO)Daiwa Investment Services Singapore Pte Ltd · Aug 2012 – Present
Board Director & Company SecretaryDaiwa Investment Services Singapore Pte Ltd · Aug 2012 – Present
Chief Operating OfficerCLSA Singapore Pte Ltd · Oct 2007 – Aug 2012
Board Director & Company SecretaryCLSA Singapore Pte Ltd · Oct 2007 – Aug 2012
Chief Operating OfficerCLSA Merchant Bankers Ltd · Oct 2007 – Aug 2012
Board Director & Company SecretaryCLSA Merchant Bankers Ltd · Oct 2007 – Aug 2012
Chief Operating OfficerCLSA Asset Management · Oct 2007 – Aug 2012
Board Director & Company SecretaryCLSA Asset Management · Oct 2007 – Aug 2012
Chief Operating OfficerSetClear Pte Ltd · Oct 2007 – Aug 2012
Board Director & Company SecretarySetClear Pte Ltd · Oct 2007 – Aug 2012
Regional Chief Operating Officer, Asia Pacific regionBarclays Wealth Management · Jul 2006 – Oct 2007
Head of OperationsNomura Singapore Ltd · Feb 2003 – Jun 2006
Vice President, Financial Consultant - International Private Banking GroupMerrill Lynch International Bank · Dec 2000 – Mar 2002
General Manager, Singapore BranchAustralia and New Zealand Banking Group · Aug 1998 – Nov 2000
Regional Head, ANZ International Private BankingAustralia and New Zealand Banking Group · Aug 1998 – Nov 2000
Chief Operating Officer, SingaporeSwiss Bank Corporation · Oct 1994 – Aug 1998
Regional Financial Controller, Asia PacificSwiss Bank Corporation · Oct 1994 – Aug 1998
Head of Operations/Finance, SE AsiaStandard Chartered Bank · Mar 1991 – Sep 1994
Financial ControllerCiticorp Investment Bank (S) Pte Ltd · Jul 1985 – Mar 1991

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Education

Brunel University Londonmaster, International Business Finance
National University of Singaporebachelor, Accountancy

Awards

  • Silver Award for outstanding academic results - Henley Management College / Brunel University, West London
  • Overall Top Candidate - Singapore Securities Research Institute Inc.

Skills

Strategic planningRisk managementRegulatory complianceCybersecurityData analyticsBudgetingForecastingOrganizational transformationCorporate governanceOperational leadershipMiddle office operationsBack office operationsLegal and compliance oversightHuman resources managementInformation technology management

Languages

EnglishMandarinTaiwaneseCantonese

Certifications

Chartered Accountant (Fellow) - Institute of Singapore Chartered Accountants (ISCA)Certified Public Accountant (CPA) - Institute of Certified Public Accountants of SingaporeDiploma in Investment Analysis - Singapore Securities Research Institute Inc.Banking Diploma - Chartered Institute of Bankers, LondonSenior Accredited Director - Singapore Institute of Directors (SID)

Memberships

  • Institute of Singapore Chartered Accountants (ISCA)
  • Institute of Certified Public Accountants of Singapore
  • Chartered Institute of Bankers, London
  • Singapore Institute of Directors (SID)

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Typically responds within 24 hours

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Carol Tsin Siu KeeExecutive COO/CFO in Banking & Capital Markets specializing in governance and transformation