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Samantha Macauley

Executive Compliance & Operations Leader specializing in ETF and investment management

New York, USAChief Compliance Officer (CCO)9 years experienceExecutiveFinancial ServicesAsset ManagementInvestment Management
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Experience

Chief Compliance Officer (CCO)MRBL Management LLC
Executive Assistant & Operations ManagerMRBL Management LLC
Property ManagerIndependent Contractor
VIP Personal AssistantIndependent Contractor
Real Estate Agent InternIvory Homes
Events CoordinatorAtrium Resort
Activities DeskAtrium Resort
Brand StrategistIE University Marketing Project- Atletico de Madrid Women’s Football Team
TutorIndependent Contractor

Education

IE Universitybachelor, Business Administration (2022)
Learning Unlimited Preparatory Schoolhigh_school (2017)

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Contact

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Languages

EnglishSpanishFrench

Skills

Compliance program managementRegulatory complianceSEC filingsFINRA filingsCompliance policy developmentCompliance policy enforcementCoordination with legal counselVendor managementOperations managementAccounting oversightBookkeepingBudgetingFinancial oversightExpense trackingInvestment recordkeeping